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U.S. securities regulators are taking their first stab at reviewing "plain-English" disclosure brochures that most investment advisers developed earlier this year to comply with new rules. The ...
Before you entrust an adviser or planner with your money, read their Form ADV Part 2 brochure and supplement. You can ask for them at their office. Or you can look at while you're shopping. 1 ...
Disciplinary histories would be included in plain English brochures. Although a proposal from the Securities and Exchange Commission would make disclosure forms easier to read, it could call for ...
The #1 rule: Use plain English. So now hedge funds have to fill their brochures with information that is written well, rather than just spewing technically accurate information on the page to ...
BALTIMORE, Oct 18 (Reuters) - U.S. securities regulators are taking their first stab at reviewing "plain-English" disclosure brochures that most investment advisers developed earlier this year to ...
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