Private placement is a strategic method of raising capital, allowing companies to issue securities to a select group of investors without resorting to public issuance. Governed primarily by Section 42 ...

Risk management is not what it used to be. What was once a back-office checklist of compliance and controls is now a frontline player in a world of cyber threats, regulatory curveballs and market ...

The Criminal Division is turning a new page on white-collar and corporate enforcement.” So pronounced the head of the US Department of Justice ...

The DOJ announced a revised corporate enforcement strategy that aligns with the Administration’s priorities in areas such as national security, trade and customs offenses, fraud in U.S. markets and ...

Republicans in the House have unveiled legislation extending the 2017 individual and corporate rate cuts through 2032 while ...

In a government law office, a standard operating procedure can encompass any type of process or procedure that normally takes ... If more complicated, consider the flowchart format. This is a good ...

Helping customers navigate complex regulations elevates a company from being a mere vendor to an indispensable partner.

The Wall Street bank turned an idea from its Eaton Vance acquisition into a time-saving automation for responding to ...

In navigating this complex new world of identity security, we’ll explore some of the key factors that need attention to ...

FxPro doesn’t allow live trading until your account is verified, but that’s for good reason. This step protects you and keeps ...

This ultimately leads to a relaxed compliance process. But remember, the real value lies not just in easing compliance but also in enhancing your organization’s overall security posture. Remember to ...