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U.S. securities regulators are taking their first stab at reviewing "plain-English" disclosure brochures that most investment advisers developed earlier this year to comply with new rules. The ...
View full size An example of the new "plain English" brochure that investment advisers must provide prospective investors, this one from Becker Capital Management, Inc., of Portland.
SEC proposes improved disclosure Disciplinary histories would be included in plain English brochures. FEB 19, 2008 By Bloomberg ...
According to Melvin Capital’s plain brochure, on December 31, 2016, the fund had $1.87 billion in assets under management on a discretionary basis.
The blood be on your head,’” according to the Plain Cemetery tour brochure. Cobb, who also served in the state legislature and as lieutenant governor, is buried in Section 27.
The SEC's push for plain English in hedge fund disclosures aims to improve transparency and investor understanding.
BALTIMORE, Oct 18 (Reuters) - U.S. securities regulators are taking their first stab at reviewing "plain-English" disclosure brochures that most investment advisers developed earlier this year to ...