When Charles Dolan set out to build a stock exchange, it wasn’t just to create another marketplace for buying and selling ...

OTC vs. Major Exchange: An Overview Over-the-counter (OTC) securities are those that are not listed on an exchange like the New York Stock Exchange (NYSE) or Nasdaq.

Putting digital versions of stocks on a blockchain doesn’t mean companies can skirt US securities laws, the Securities and ...

Hester M. Peirce said in a statement Wednesday that digital versions of stocks are still subject to federal securities laws.

Recent periods of financial stress and the proliferation of risks across the financial system are fueling the development of regulatory initiatives to strengthen requirements and promote international ...

SHANGHAI, - Mainland China stocks edged higher on Friday, led by gains in banking and steel sectors, as market sentiment was lifted by fresh signs of de-escalation in Sino-U.S. trade tensions, while ...